MiFID II Archives - SALVUS Funds

01AprApril 1, 2024

CySEC’s Supervisory Priorities for 2024

On the 27th of March 2024, the Cyprus Securiti...

By SALVUS TeamNewsCIF, CIF reporting obligations, CySEC, CySEC regulation, CySEC reports, MiFID II, Regulatory compliance, Regulatory ReportingComments Off

22MarMarch 22, 2024

How to prepare the Annual MiFID Compliance Report in 2024

Regulated entities authorized to provide inves...

By SALVUS TeamArticlesCIF, CIF reporting obligations, CySEC, CySEC regulation, CySEC reports, MiFID annual compliance report, MiFID compliance, MiFID compliance report, MiFID II, MiFID report, Regulatory compliance, Regulatory ReportingComments Off

13AprApril 13, 2023

How to prepare the MiFID Annual Compliance Report in 2023

Entities licensed to provide investment servic...

03NovNovember 3, 2022

Investor Information & Product Governance for CySEC regulated entities

Through the most recent financial crisis, sign...

By SALVUS TeamArticlesCASP, CIF CySEC, Crypto-assets, CySEC, CySEC regulation, Investor information, MiFID II, Product Governance, Regulatory complianceComments Off

27JulJuly 27, 2022

CySEC Directive DI87-01(A) on CIF new Product Governance obligations

On the 25th of July 2022, the Cyprus Securitie...

By SALVUS TeamNewsCIF obligations, CySEC, MiFID II, Product Governance, Regulatory compliance, Regulatory ReportingComments Off

17NovNovember 17, 2020

MiFID II Product Governance and KIDs for PRIIPs

Since January 2018 all European Investment Fir...

By SALVUS TeamArticlesKIDs, MiFID II, PRIIPs, Product GovernanceComments Off

14AprApril 14, 2020

The Lamfalussy process, ESMA & the EU Commission

Anyone that has had any sort of exposure to ne...

By SALVUS TeamArticles, Compliance Consulting, MiFID II Compliance Advisory, Regulatory & ComplianceCompliance, CySEC, MiFID II, StayAheadComments Off

17SepSeptember 17, 2019

Cyprus, CySEC, MiFID Investment and Ancillary Services

A Cyprus Investment Firm (CIF) is rightly cons...

By SALVUS TeamArticles, Entity Acquisition or Sale, Funds Structuring & Administration, Licensing, Operational ServicesAuthorisation, CIFs, CySEC, Licensing, MiFID IIComments Off

12FebFebruary 12, 2019

The Impact of Product Intervention Measures imposed by ESMA

The complexity of MiFID II resulted in radical changes ...

By SALVUS TeamArticles, Compliance Consulting, MiFID II Compliance Advisory, Regulatory & Compliance, Risk Management, Transaction Reporting AdvisoryIntervention Measures, MiFID II, RegulatorComments Off

05FebFebruary 5, 2019

Are you Ready for a Best Execution Inspection?

Achieving the best possible result when executing order...

By SALVUS TeamArticles, Best Execution & RTS 27/28 Advisory, Compliance Consulting, Data & Insights, Internal Audit, Liquidity Discovery, Personnel Training, Project Management, Regulatory & Compliance, Risk Management, Risk Management Advisory, Trading Products, Platforms & Systems TrainingBest Execution, Inspection, MiFID II, RegulatorComments Off

Members of the Global Institute of Internal Auditors (IIA). Member of the Cyprus Institute of Internal Auditors (Cyprus IIA) Research and Training Committee. Members of the Cyprus Investment Funds Association (CIFA) and the Association’s Fintech Committee. Member of the Cyprus Blockchain Technologies (CyBT) think-tank. Certified Actuarial Analyst (CAA) by the Institute and Faculties of Actuaries (IFoA). Certified Persons and Certified Anti-Money Laundering (AML) Officers in the Public Register of the Cyprus Securities and Exchange Commission (CySEC). Instructors on Compliance, Regulation & Internal Audit at the Institute for Professional Excellence (IforPE).

SALVUS Funds Licensing, Compliance & Internal Audit is the fastest-growing Regulatory Compliance boutique advisory for CFD brokers, EMI, payment institutions, investment funds, and crypto-asset services providers (CASP). As a premium brand, we are committed to elevating the communication of developments in the jurisdictions we service through all relevant channels using the #StayAhead, #WeAreSALVUS, #YouAreSALVUS, and #GrowWithSALVUS hashtags we created and consistently use them where applicable. We coined the trade marks of Business Athletes™ to refer to potential career candidates with us and our clients and The Most Complete™ series of regulatory compliance online courses.

SALVUS Funds is protected under two registered European trade marks. The trade mark registration numbers for the logo and the word mark are 018854839 and 018854882, respectively. These trade marks are protected under the European Union’s legislation.

SALVUSFunds Ltd is authorised and regulated by the Cyprus Securities and Exchange Commission (license no. 225/196).