Compliance Archives - Salvusfunds

07JulJuly 7, 2020

CIFs Regulatory Reporting Calendar, 2nd Half 2020

Due to the COVID-19 outbreak, the Cyprus Secur...

By Salvus TeamArticles, UncategorizedCompliance, Regulatory, Reporting, Risk Management0 Comments

14AprApril 14, 2020

The Lamfalussy process, ESMA & the EU Commission

Anyone that has had any sort of exposure to ne...

By Salvus TeamArticles, Compliance Consulting, MiFID II Compliance Advisory, Regulatory & ComplianceCompliance, CySEC, MiFID II, StayAhead0 Comments

10DecDecember 10, 2019

CIFs Regulatory Reporting Obligations Calendar, 2020

As the new year approaches, the team at SALVUS has upda...

By Salvus TeamAnnual Reporting Requirements, Articles, Best Execution & RTS 27/28 Advisory, Capital Adequacy Advisory, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Personnel Training, Project Management, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryCompliance, Regulatory Reporting, Risk Management0 Comments

02DecDecember 2, 2019

SALVUS invited to present on Best Execution

Complying with Best Execution in a post MiFID II world ...

By Salvus TeamNewsBest Execution, Compliance, Event0 Comments

15OctOctober 15, 2019

The 5 Areas of Regulatory Compliance

More than 230 investment firms are regulated by the Cyp...

By Salvus TeamAnnual Reporting Requirements, Anti-Money Laundering, Articles, Best Execution & RTS 27/28 Advisory, Capital Adequacy Advisory, Compliance Consulting, MiFID II Compliance Advisory, Operational Services, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryAML, Compliance, CRD, EMIR, MiFID, Regulatory0 Comments

09JulJuly 9, 2019

Reviewing the Key Information Documents (KIDs)

In January 2018 two upgraded frameworks were introduced...

By Salvus TeamArticles, Compliance Consulting, MiFID II Compliance Advisory, Regulatory & Compliance, Risk ManagementCompliance, Key Information Documents, KIDs0 Comments

25JunJune 25, 2019

Complying with the Capital Adequacy Requirements

Only a few weeks ago, the Cyprus Securities and Exchang...

By Salvus TeamAnnual Reporting Requirements, Articles, Capital Adequacy Advisory, Compliance Consulting, Regulatory & Compliance, Risk Management, Risk Management AdvisoryCapital Adequacy, Capital Requirements, Compliance0 Comments

28MayMay 28, 2019

Introduction to the New Capital Requirements CRRII

The European Commission is currently working on its big...

By Salvus TeamAnnual Reporting Requirements, Articles, Capital Adequacy Advisory, Compliance Consulting, Operational Services, Regulatory & Compliance, Risk ManagementCapital Requirements, Compliance, CRD V, CRR II0 Comments

14MayMay 14, 2019

The Next Regulatory Regime of Anti-Money Laundering (AMLD5)

During the year 2020, two new regulatory regimes will b...

By Salvus TeamAnti-Money Laundering, Articles, Banking and Payment Solutions, Compliance Consulting, Internal Audit, Operational Services, Regulatory & Compliance, Risk ManagementAMLD5, Compliance, Cryptocurrencies, UBO0 Comments

16AprApril 16, 2019

ASIC Product Intervention Measures & Massive Data Collection

In the second week of April 2019, the Australian regula...

By Salvus TeamArticles, Data & Insights, Project Management, Regulatory & Compliance, Risk Management, Transaction Reporting AdvisoryASIC, Compliance, Data, Intervention Measures0 Comments