Compliance Archives - Salvus Funds

02AugAugust 2, 2021

VC#0018 – Senior Compliance & AML Officer

Role Description We are looking for a top Comp...

By Salvus TeamNewsAML, Business Athlete, Compliance, Salvus Funds, StayAhead, VacancyComments Off

06AprApril 6, 2021

Preparing for a CySEC inspection in 2021

The Cyprus Securities and Exchange Commission ...

By Salvus TeamArticlesCompliance, CySEC, Prepare for InspectionComments Off

14DecDecember 14, 2020

CIFs Regulatory Reporting Obligations Calendar, 2021

As the new year approaches, the team at SALVUS...

By Salvus TeamArticlesCalendar, Compliance, Internal Audit, Regulatory Reporting, Risk ManagementComments Off

07DecDecember 7, 2020

2020 & The 6th Anti-Money Laundering Directive (AMLD6)

During the year 2020, two new Anti-Money Laund...

By Salvus TeamArticlesAMLD6, Anti-Money Laundering, Compliance, New RegimeComments Off

30NovNovember 30, 2020

The 2020 year in review by CySEC Chairwoman

The Chairwoman of the Cyprus Securities and Ex...

By Salvus TeamNews2020, Compliance, CySEC, Thematic ReviewComments Off

29SepSeptember 29, 2020

EU to allow an 18-month access to UK clearing houses after Brexit

As the UK dominates the European market for cl...

By Salvus TeamNewsBrexit, Compliance, EU Passport, LicensingComments Off

07JulJuly 7, 2020

CIFs Regulatory Reporting Calendar, 2nd Half 2020

Due to the COVID-19 outbreak, the Cyprus Secur...

By Salvus TeamArticles, UncategorizedCompliance, Regulatory, Reporting, Risk Management0 Comments

14AprApril 14, 2020

The Lamfalussy process, ESMA & the EU Commission

Anyone that has had any sort of exposure to ne...

By Salvus TeamArticles, Compliance Consulting, MiFID II Compliance Advisory, Regulatory & ComplianceCompliance, CySEC, MiFID II, StayAhead0 Comments

10DecDecember 10, 2019

CIFs Regulatory Reporting Obligations Calendar, 2020

As the new year approaches, the team at SALVUS has upda...

By Salvus TeamAnnual Reporting Requirements, Articles, Best Execution & RTS 27/28 Advisory, Capital Adequacy Advisory, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Personnel Training, Project Management, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryCompliance, Regulatory Reporting, Risk Management0 Comments

02DecDecember 2, 2019

SALVUS invited to present on Best Execution

Complying with Best Execution in a post MiFID II world ...

By Salvus TeamNewsBest Execution, Compliance, Event0 Comments