Compliance Archives - Salvus Funds

14DecDecember 14, 2020

CIFs Regulatory Reporting Obligations Calendar, 2021

As the new year approaches, the team at SALVUS...

By Salvus TeamArticlesCalendar, Compliance, Internal Audit, Regulatory Reporting, Risk ManagementComments Off

07DecDecember 7, 2020

2020 & The 6th Anti-Money Laundering Directive (AMLD6)

During the year 2020, two new Anti-Money Laund...

By Salvus TeamArticlesAMLD6, Anti-Money Laundering, Compliance, New RegimeComments Off

30NovNovember 30, 2020

The 2020 year in review by CySEC Chairwoman

The Chairwoman of the Cyprus Securities and Ex...

By Salvus TeamNews2020, Compliance, CySEC, Thematic ReviewComments Off

29SepSeptember 29, 2020

EU to allow an 18-month access to UK clearing houses after Brexit

As the UK dominates the European market for cl...

By Salvus TeamNewsBrexit, Compliance, EU Passport, LicensingComments Off

07JulJuly 7, 2020

CIFs Regulatory Reporting Calendar, 2nd Half 2020

Due to the COVID-19 outbreak, the Cyprus Secur...

By Salvus TeamArticles, UncategorizedCompliance, Regulatory, Reporting, Risk Management0 Comments

14AprApril 14, 2020

The Lamfalussy process, ESMA & the EU Commission

Anyone that has had any sort of exposure to ne...

By Salvus TeamArticles, Compliance Consulting, MiFID II Compliance Advisory, Regulatory & ComplianceCompliance, CySEC, MiFID II, StayAhead0 Comments

10DecDecember 10, 2019

CIFs Regulatory Reporting Obligations Calendar, 2020

As the new year approaches, the team at SALVUS has upda...

By Salvus TeamAnnual Reporting Requirements, Articles, Best Execution & RTS 27/28 Advisory, Capital Adequacy Advisory, Data & Insights, Internal Audit, MiFID II Compliance Advisory, Operational Services, Personnel Training, Project Management, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryCompliance, Regulatory Reporting, Risk Management0 Comments

02DecDecember 2, 2019

SALVUS invited to present on Best Execution

Complying with Best Execution in a post MiFID II world ...

By Salvus TeamNewsBest Execution, Compliance, Event0 Comments

15OctOctober 15, 2019

The 5 Areas of Regulatory Compliance

More than 230 investment firms are regulated by the Cyp...

By Salvus TeamAnnual Reporting Requirements, Anti-Money Laundering, Articles, Best Execution & RTS 27/28 Advisory, Capital Adequacy Advisory, Compliance Consulting, MiFID II Compliance Advisory, Operational Services, Regulatory & Compliance, Risk Management, Risk Management Advisory, Transaction Reporting AdvisoryAML, Compliance, CRD, EMIR, MiFID, Regulatory0 Comments

09JulJuly 9, 2019

Reviewing the Key Information Documents (KIDs)

In January 2018 two upgraded frameworks were introduced...

By Salvus TeamArticles, Compliance Consulting, MiFID II Compliance Advisory, Regulatory & Compliance, Risk ManagementCompliance, Key Information Documents, KIDs0 Comments